Becoming an independent RIA is a daunting task that requires operational excellence, investment expertise, marketing,and client servicing, all while trying to continue to grow your business. But being independent provides the flexibility toprovide clients with the highest level of service in the way you see fit. At SFG, we put the client first, a result of ourcommitment to helping others with unwavering service and the pursuit of continuous improvement.
We offer you the opportunity of freedom and independence while taking advantage of cost efficiencies of a larger operation.You can increase your personal profitability and lower your business-related risks. When you become part of the SFG team,you become part of a great group of professionals. This allows you to leverage experience and talent to grow your business.
At Saxon Financial Group, we’ve built the support infrastructure you need to continue to provide your clients with financial advice. Partnering with us allows you to expand the services you provide while improving the client experience. We assist you with the complexities of running your business so you can spend more time with current and prospective clients.
At SFG, we put the client first, a result of our commitment to helping others with unwavering service and the pursuit of continuous improvement. Our structure is designed to create economies of scale so that as you grow your business, you will be able to maintain and expand the level of service you provide to your clients.
As an SFG Advisor, you will have daily access to a senior leadership team with more than 40 years of combined industry and entrepreneurial experience and support to help manage the non-client-facing activities required.
Pricing AdvantagesMulti-Custodian (Raymond James & Fidelity)Overhead Expense ReliefBroader Investment PlatformTeam Approach
Business Model Flexibility
Morning Star Direct, Y-Charts, Black Diamond, Factset, Ponterra
Entreda (Cyber Security Oversight), Advisor Assist (Compliance), Global Relay (Email Archiving & Threat Protection)
Salentica (CRM), Box Cloud Storage, DocuSign, Calendley, Wealthscape (Fidelity), Advisor Access (Raymond James), Emoney
FMG Suite, Adobe Creative, Website Development, Social Media Tools, Microsoft Office, Zoom
We work closely with you to review your current business and develop a transition plan. We provide due diligence on the products in your existing book of business to ensure transferability. You will be given a dedicated transition team with access to all marketing, operational and compliance resources for the transition of your book.
Once the initial transition process is completed, we get to work leveraging all of our resources to support you.
Legacy Transition For Seasoned Advisors
Partnering with us allows you to expand theservices you provide while improving client experience. With the infrastructure we've built, we assist you with thecomplexities of running your business soyou can spend more time with current andprospective clients.
Leadership Guidance For Eager Aspirants
As an SFG Advisor, you will have dailyaccess to a senior leadership team withmore than 40 years of combined industryand entrepreneurial experience and supportto help manage the non-client-facingactivities required.